A3.2 Classification and cladistics [HL only]

Classification and cladistics use hierarchy, molecular evidence, clades, cladograms, molecular clocks, and domains to organize evolutionary relationships across biodiversity accurately.

Syllabus
First assessment 2025
Topic
A3.2
Level
HL

Learning objectives

A3.2.1(HL)—Need for classification• Classification organizes biodiversity into groups with shared characteristics• Universal taxonomy supports communication, comparison, and further study• Classification helps reveal functional, structural, and evolutionary relationshipsA3.2.2(HL)—Difficulties with traditional hierarchy• Traditional hierarchy uses kingdom, phylum, class, order, family, genus, and species• Fixed ranks can be arbitrary and may not match evolutionary divergence• Morphological similarity can reflect convergence rather than common ancestryA3.2.3(HL)—Advantages of evolutionary classification• Evolutionary classification aims to match phylogeny• Natural groups are monophyletic and include an ancestor plus all descendants• DNA and protein evidence can correct misleading morphologyA3.2.4(HL)—Clades• A clade is a group evolved from a common ancestor• Clades are identified using shared derived characteristics, or synapomorphies• Evidence may be anatomical, behavioural, genetic, or protein sequence dataA3.2.5(HL)—Molecular clock• Sequence differences accumulate after clades diverge• Molecular clocks estimate divergence time from DNA or amino acid differences• Rates must be calibrated and can vary between genes or lineagesA3.2.6(HL)—Constructing cladograms• Cladograms can be built by aligning DNA, RNA, or protein sequences• Computer analysis infers trees that best explain sequence similarities• Parsimony favours the tree requiring the fewest evolutionary changesA3.2.7(HL)—Analysing cladograms• Nodes represent common ancestors or speciation events• Branch points show order of divergence, not simply end-position similarity• Roots, terminal branches, ingroups, outgroups, and sister groups support interpretationA3.2.8(HL)—Testing classification correspondence• Cladistics tests whether traditional taxa match evolutionary relationships• Figwort family reclassification used conserved chloroplast gene sequences• Some morphological similarities were falsified as convergenceA3.2.9(HL)—Three domains classification• rRNA sequence evidence separated prokaryotes into eubacteria and archaea• Three domains are Archaea, Eubacteria, and Eukarya• Domains differ in rRNA, chromosomes, histones, introns, cell walls, and membrane lipids

Classification is a testable claim about relationships

HL only

Classification does more than file organisms under names. It proposes which organisms belong together, so it should organize observations and support predictions about shared structures, functions and evolutionary history.

A useful classification lets biologists:

  • use the same names and groups worldwide
  • compare unfamiliar organisms with known relatives
  • connect new evidence to an organized body of knowledge
Traditional hierarchy Evolutionary classification
Places organisms in fixed ranks such as kingdom, phylum, class, order, family, genus and species Groups organisms by their inferred common ancestry
Rank boundaries can be arbitrary because evolution is continuous Branches can represent different amounts of evolutionary divergence
Similar appearance may dominate the decision Morphology is tested against molecular and other evidence

A named group is therefore a biological hypothesis. If new evidence shows that its members do not share the expected ancestry, the classification should change.

Shared function is not always shared ancestry

HL only

Homologous structures inherit the same underlying feature from a common ancestor, even when later evolution modifies that feature for different functions. Their shared origin can support placement in the same clade.

Analogous structures have similar functions but evolved independently under similar selection pressures. Treating resemblance alone as ancestry can therefore join unrelated lineages.

Homologous vertebrate forelimbs share the same underlying bone plan, while bat and insect wings perform the same function but have different evolutionary origins.

A clade is monophyletic: it contains one common ancestor and all of its descendants. A shared derived characteristic that helps identify a clade is a synapomorphy.

Possible synapomorphies include:

  • anatomical or physiological features
  • behaviour
  • homologous DNA, RNA or amino-acid sequences

Read relatedness by tracing backwards to a node

HL only

To compare two taxa, trace both branches backwards. The first node at which they meet represents their most recent common ancestor. Taxa that meet at a more recent node are more closely related, regardless of how near their tips appear on the page.

A cladogram labelled with its root, nodes, terminal branches, ingroup, outgroup and a sister group.
  • Root: common ancestor of every taxon shown
  • Node: hypothetical common ancestor and a divergence event
  • Terminal branch: lineage leading to the sampled taxon
  • Sister groups: lineages sharing an immediate common ancestor
  • Outgroup: a more distantly related comparison lineage outside the ingroup

Rotating branches around a node changes the drawing but not the relationships. The branching pattern carries the evidence; left-to-right tip order does not.

A cladogram is inferred from comparable characters

HL only
A workflow aligns homologous sequences, records their differences and uses the pattern to infer a cladogram.
1

Choose the same homologous gene, RNA region or protein from every taxon and align the sequences so equivalent positions are compared.

2

Record shared characters and sequence differences. Similarity is informative only when the compared positions have the same evolutionary origin.

3

Computer analysis evaluates alternative branching patterns that could account for the observed distribution of characters.

4

Under parsimony, prefer the cladogram that explains the evidence with the fewest evolutionary changes. It is the best-supported hypothesis under that rule, not absolute proof.

Sequence difference becomes a clock only after calibration

HL only

After two lineages diverge, mutations can accumulate independently in homologous sequences. On average, a greater sequence difference is consistent with a longer time since their common ancestor.

A graph relates sequence difference to divergence time and shows that different genes can accumulate changes at different calibrated rates.

Using a molecular clock requires:

  • a homologous sequence compared across the taxa
  • an independently dated divergence, such as reliable fossil evidence, to calibrate the rate
  • the calibrated rate applied to the sequence difference for the unknown split

The result is an estimate. Mutation rates can differ among genes and lineages and can be affected by generation time, population history and selection. There is no single universal clock rate.

From a character to an evolutionary hypothesis

HL only
Move Question to ask What it supports
Choose a character Is it homologous and comparable across taxa? A defensible data set
Find shared derived states Which taxa share a synapomorphy? A candidate clade
Compare trees Which branching pattern explains the characters with the fewest changes? A parsimonious cladogram
Read the tree Where is the most recent shared node? A claim about relative relatedness
Calibrate sequence change Is there an independent date and an appropriate rate? An estimated divergence time

At every stage, distinguish the observation from the inference. A cladogram is a testable model of relationships, and a molecular-clock date is an estimate rather than direct observation of the past.

New evidence can split an old taxonomic group

HL only

The traditional figwort family grouped many plants by similar flower morphology. That resemblance was a classification hypothesis, not proof of one recent common ancestor.

Comparisons of conserved chloroplast-gene sequences produced clades that did not preserve the old family boundary. Several genera were moved to other families, while some outsiders joined the redefined group.

DNA evidence splits plants once placed together by flower form into several evolutionary groups.

The case shows how cladistics tests classification: molecular evidence can reveal that a shared appearance arose through convergence and falsify the original grouping. The specific genera are less important than the evidence → tree → reclassification reasoning.

rRNA evidence separated cellular life into three domains

HL only

Ribosomes occur in all cellular organisms, so homologous rRNA sequences can be compared across very distant groups. Their differences showed that prokaryotes contain two deeply distinct lineages, not one natural group.

An rRNA-based tree branches from a last universal common ancestor into Bacteria, Archaea and Eukarya.

The rRNA tree supports three deep lineages:

  • Bacteria (Eubacteria)
  • Archaea
  • Eukarya

“Prokaryote” still describes cells without a nucleus, but it does not name one monophyletic group. Similar cell organization can persist across lineages that diverged very early.

Independent cell features corroborate the three domains

HL only
Feature Bacteria Archaea Eukarya
Chromosomes Usually circular Usually circular Linear
Histone proteins No true histones Present Present
Introns Uncommon Present in some genes Common in many genes
Cell wall Peptidoglycan when present No peptidoglycan No peptidoglycan; walls, if present, use cellulose or chitin
Membrane lipids Ester-linked, unbranched fatty acids Ether-linked, branched hydrocarbon chains Ester-linked, unbranched fatty acids

These independent features agree with the rRNA evidence. Archaea share a prokaryotic cell organization with Bacteria but differ in fundamental molecular structures; some information-processing features resemble those of Eukarya.

Extreme habitats led scientists to study many archaea, but habitat does not define the domain. Archaea also occur in ordinary soils, oceans and animal digestive systems.

Match the claim to the evidence

HL only
Claim Strongest relevant evidence Boundary to remember
Two traits share an evolutionary origin Homologous anatomy or homologous sequence data Similar function alone may be convergence
Taxa form a clade Shared derived characters and a tree containing an ancestor plus all descendants A named traditional taxon may not be monophyletic
Two taxa are close relatives A recent shared node Tip position and branch rotation do not determine relatedness
One split is older than another More accumulated difference in a calibrated homologous sequence Rates vary, so dates are estimates
A classification should change Independent evidence consistently contradicts its old boundary A cladogram is a supported hypothesis, not direct observation
Cellular life has three domains rRNA sequence patterns plus corroborating chromosome, histone, intron, wall and lipid evidence “Prokaryote” describes cell organization but not one natural clade

Classification becomes scientifically useful when every group can be traced to evidence and revised when better evidence changes the inferred evolutionary relationships.

Need for classification

HL only

4 marks

Outline the principles used by scientists to classify organisms.

Analysing cladograms

HL only

2 marks

Outline what is meant by the "root" and "node" with reference to a cladogram.

Clades exam focus

HL only

3 marks

Outline the types of evidence that can be used to place a species in a particular clade.

Molecular clock

HL only

1 mark

State the relationship between divergence time and number of substitutions.

Constructing cladograms

HL only

3 marks

Discuss the use of amino acid sequences of proteins as the basis for constructing cladograms.

Difficulties with traditional hierarchy

HL only

1 mark

Based on the taxa shown, deduce a difficulty in gathering data to study turtle ancestry.

Advantages of evolutionary classification

HL only

8 marks

Explain how evolutionary relationships and cladograms can be used for classification.

Testing classification correspondence

HL only

1 mark

The figwort family is a large one consisting of many flowering plants that look similar. For what reason have some members of the family been reclassified into a new family?

Three domains classification

HL only

2 marks

Distinguish between the two domains of prokaryotes.