3.2 Adherence to medical advice

Syllabus
9990–2028–2029
Topic
3.2
Level
A2

Learning objectives

3.2.1Non-adherence types and reasons• 3.2.1 Types of non-adherence and reasons why patients do not adhere- types of non-adherence (failure to follow treatments and failure to attend appointments) and problems caused by non-adherence.- explanations of why patients do not adhere:- - rational non-adherence, including a study, e.g. Laba et al. (2012)- - Health Belief Model.- Relevant issues and debates and methodology for this topic include: application to everyday life, individual and situational explanations, reductionism versus holism, idiographic versus nomothetic, generalisations.3.2.2Measuring non-adherence• 3.2.2 Measuring non-adherence- subjective measures including clinical interviews and semi-structured interviews, including a study, e.g. Riekert and Drotar (1999).- objective measures focusing on pill counting and medication dispensers, including a study, e.g. Chung and Naya (2000).- biological measures including blood and urine samples.- Relevant issues and debates and methodology for this topic include: application to everyday life, idiographic versus nomothetic, quantitative and qualitative data, validity, reliability.3.2.3Improving adherence• 3.2.3 Improving adherence- improving adherence in children including a study, e.g. Chaney et al. (2004).- individual behavioural techniques: contracts, prompts, customising treatment.- community interventions (exemplified by the following key study).- Key study on improving medical adherence using community interventions: Yokley and Glenwick (1984).- Relevant issues and debates and methodology for this topic include: use of children in research, experiments, questionnaires, generalisations, validity.

Non-adherence can be intentional, unintentional and rational

Behaviour Examples Problems
Treatment non-adherence Never starts, wrong dose/time, stops early, changes diet/exercise, or uses device incorrectly Reduced benefit, relapse/resistance, avoidable harm and misleading clinical decisions
Appointment non-attendance Misses diagnosis, monitoring, treatment or follow-up Delayed care, wasted capacity and disrupted continuity
Intentional vs unintentional Deliberate preference/concern versus forgetting, misunderstanding, access or practical failure The same observed missed dose needs a different intervention
Laba et al. (2012) Evidence map
Aim/design Online discrete-choice experiment testing which medication attributes influence stated continuation
Sample/task 161 Australian community adults, age/gender matched to census; hypothetical medicines varied on eight attributes
Result Immediate/long-term harms and benefits, cost and regimen significantly influenced choice; private insurance reduced cost sensitivity; side-effect framing often outweighed benefit framing
Boundary Shows reasoned stated preference, not observed pill-taking; 10% participation and hypothetical non-disease-specific choices limit generalisation
Health Belief Model component Adherence question / support
Susceptibility + severity ‘What is my risk and what happens untreated?’ Give accurate, non-alarmist personalised information
Benefits ‘How will this treatment reduce risk/symptoms?’ Make outcome and timescale concrete
Barriers/costs Side effects, money, complexity, transport, stigma: solve or renegotiate them
Cues to action Prompts, follow-up, symptom/action plans
Self-efficacy Can the patient perform the regimen? Demonstrate, simplify and check skill

First identify whether the barrier is preference, belief, memory, comprehension, access or regimen design. Shared decisions may customise timing/cost/side effects; information alone cannot fix transport or an unaffordable prescription.

‘Rational’ means understandable from the patient's perceived attributes and priorities, not medically optimal. HBM is useful but reductionist if family, service access, habit and practitioner communication are ignored.

Every adherence measure observes a proxy, so triangulate

Measure What it records Strength Validity threat
Clinical/semi-structured interview Patient/caregiver account, routine and reasons Rich context; semi-structure balances comparison and probing Recall/social desirability; participating families may differ (Riekert & Drotar)
Pill count/refill Tablets missing or prescriptions collected Cheap, quantitative and practical Dumping/sharing; collection does not prove ingestion
Electronic dispenser/TrackCap Date/time bottle opened Detailed objective event record Opening ≠ swallowing; other containers and monitoring reactivity
Blood/urine Drug/metabolite or expected biological marker Harder to fake; confirms recent exposure for suitable medicines Snapshot misses timing/occasional omission; metabolism varies; invasive and not universally available
Chung & Naya (2000) Evidence map
Sample/regimen 57 adults with asthma (32 male, 25 female; 18–55), 47 completed; zafirlukast 20 mg twice daily, 12 hours apart, away from meals
Procedure After screening, 56 tablets supplied every three weeks across 12 weeks; bottle TrackCap recorded openings; returned pill count compared with cap data
Control/limit Participants knew adherence was monitored but not exactly how. Standardised longitudinal records aid reliability, yet cap/pill proxies still do not prove ingestion and awareness can improve behaviour
Decision Best response
Need reasons/barriers Semi-structured interview
Need daily timing pattern Electronic cap/dispenser
Need inexpensive clinic screen Pill count/refill plus questions
Need recent physiological confirmation Valid drug-specific blood/urine test with consent
High-stakes inference Combine methods; investigate disagreement instead of declaring one ‘true’

Objective means less dependent on the researcher's or patient's judgement, not perfectly valid. A cap opening, missing pill or biomarker is evidence about a different part of adherence; agreement across methods strengthens inference.

Improve adherence by matching the intervention to the barrier

Barrier Technique/mechanism Evaluation
Forgetting/weak cue Timed text, call, sticker or specific prompt Low cost; fatigue and ignored prompts reduce durability
Vague goal/accountability Collaborative behavioural contract with exact action, monitoring, review and feasible reward Supports commitment; honesty and clinician time constrain monitoring
Complex/unacceptable regimen Customise timing, formulation, device, cost or side-effect plan through shared decision Targets rational barriers; clinical safety/choice limits remain
Child finds treatment aversive Developmentally appropriate device, play/reward and caregiver routine Engagement may not equal correct dose; caregiver report is biased
Access/community barrier Specific prompt plus transport/opening/access support or incentive Can change attendance; cost, equity and external-reward maintenance matter
Chaney et al. (2004) Funhaler pilot Evidence map
Intervention Asthma spacer added toy-like incentive features to make correct use rewarding for young children
Method Matched questionnaire-based survey; two home interviews of each caregiver by the same interviewer, plus random telephone checks about previous-day medication
Finding Funhaler was associated with greater child/parent acceptance, willingness and reported adherence than the existing spacer
Limits Small pilot, caregiver self-report and novelty; association/short follow-up cannot establish durable medication delivery or health improvement
Yokley & Glenwick (1984) Evidence map
Sample/design 1,133 families of under-immunised preschoolers randomly assigned by family to six conditions, avoiding different prompts within one household
Conditions General prompt; specific prompt; specific+access; specific+monetary incentive; contact control; no-contact control
Result All except general prompt improved immunisation; incentive largest, then access, then specific prompt. Specific prompt alone was most cost-effective
Evaluation Random assignment and objective clinic behaviour support causality/application; one service context, incentives/equity and attendance versus broader adherence limit transfer

Specify who receives the intervention, the exact cue/support/reward, the barrier it changes, an objective adherence outcome, baseline/comparison condition, follow-up and ethical safeguards. For children, obtain guardian consent and age-appropriate assent without coercive rewards or withholding necessary care.

The intervention with the largest immediate effect is not automatically best: compare cost, feasibility, equity, generalisation and maintenance. Fun or rewards can cue behaviour, but only valid measurement can show whether the prescribed regimen was actually followed.